This strategy seeks to provide another powerful and flexible tool to generate additional income. Used as an overlay, 440 can utilize most debt or equity securities as collateral to finance the strategy. The 440 team has extensive experience overlaying its covered call strategies for registered investment advisory firms – striving to efficiently enhance the income stream for end clients.

The 440 Premium Income solution provides:

  • Easy implementation in a separate account format
  • Flexibility in using one or many debt or equity securities as collateral (or cash)
  • Easy to understand sizing
  • Seeks consistent, positive monthly income, in most months of the year
  • Income may be tax-advantaged – up to 60% is treated as long term capital gain income
  • Risk management processes are well defined and always respected




Past performance is not indicative of future results. There is no guarantee that the strategy will meet its investment objectives. This should not be deemed an offer to invest in the strategy. An investment in the 440 Premium Income strategy contains risks. Options on securities may be subject to greater fluctuations in value than investing in the underlying securities. Purchasing and writing put or call options are highly specialized activities and involve greater investment risk. If the market moves through the strike price of the option sold, the notional amount sold is at risk. Please also consult your tax advisor for tax implications.